Universal Market Integrity Rules

Results: 172



#Item
151New York Stock Exchange / Dow Jones Industrial Average / Electromagnetism / Electrical engineering / Trading halt / Universal Market Integrity Rules / Circuit breaker / Trading curb / Stock market / Investment / Economy of the United States

Rules Notice Technical UMIR Contact: Michael T. Prior

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Source URL: www.iiroc.ca

Language: English - Date: 2012-05-22 15:33:38
152Economy of Canada / Universal Market Integrity Rules / Securities / Investment Industry Regulatory Organization of Canada / Electronic trading / Financial economics / Investment / Financial system

Rules Notice Request for Comments UMIR and Dealer Member Rules Please distribute internally to: Institutional

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Source URL: www.iiroc.ca

Language: English - Date: 2014-04-24 09:56:05
153Financial regulation / Financial markets / Short selling / Stock market / Naked short selling / Short / Exchange-traded fund / Universal Market Integrity Rules / Algorithmic trading / Financial economics / Finance / Investment

TRENDS IN TRADING ACTIVITY, SHORT SALES AND FAILED TRADES For the period May 1, 2007 to April 30, 2010 Market Regulation Policy, Investment Industry Regulatory Organization of Canada,

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Source URL: www.iiroc.ca

Language: English - Date: 2012-05-22 15:33:06
154Financial markets / Stock market / United States Securities and Exchange Commission / Regulation NMS / Exchange-traded fund / Universal Market Integrity Rules / Order / Short / Trading room / Financial economics / Finance / Investment

Proposed Guidance Respecting the Expansion of Single-Stock Circuit Breakers - Board Copy post RRB

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Source URL: www.iiroc.ca

Language: English - Date: 2014-03-10 11:51:04
155Economy of Canada / Universal Market Integrity Rules / Securities Act / Financial regulation / Economy of the United States / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Microsoft Word - NP[removed]SanctionHearing.St.Pierre.6.may.08.doc

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Source URL: www.iiroc.ca

Language: English - Date: 2012-01-31 07:58:11
156New York Stock Exchange / Financial economics / Dow Jones Industrial Average / Electromagnetism / Trading halt / Universal Market Integrity Rules / Circuit breaker / Trading curb / Flash Crash / Stock market / Investment / Economy of the United States

Rules Notice Technical UMIR Contact: Michael T. Prior

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Source URL: www.iiroc.ca

Language: English - Date: 2012-05-22 15:32:35
157Economy of Canada / Universal Market Integrity Rules / Securities / Investment Industry Regulatory Organization of Canada / Electronic trading / Financial economics / Investment / Financial system

Rules Notice Request for Comments UMIR and Dealer Member Rules Please distribute internally to: Institutional

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Source URL: www.iiroc.ca

Language: English - Date: 2014-04-24 09:56:04
158Business / Universal Market Integrity Rules / Order / Canadian securities regulation / Day trading / Securities Act / Algorithmic trading / Stock market / Financial economics / Investment

Rules Notice Request for Comments UMIR Contact: James E. Twiss

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Source URL: www.iiroc.ca

Language: English - Date: 2014-05-15 10:31:04
159Financial economics / Finance / Investment / Investment Industry Regulatory Organization of Canada / Securities / Canadian securities regulation / Universal Market Integrity Rules / Financial Industry Regulatory Authority / International Organization of Securities Commissions / Business / Self-regulatory organizations / Financial regulation

ANNUAL REPORT 2009–2010 Focusing on our Stakeholders IIROC – Key Facts

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Source URL: www.iiroc.ca

Language: English - Date: 2013-02-01 15:12:57
160Sanctions / Law / Justice / Government / Economy of Canada / Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada

Rules Notice Request for Comment Dealer Member Rules and UMIR Contact: Elsa Renzella

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Source URL: www.iiroc.ca

Language: English - Date: 2014-02-04 14:26:05
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